The Securities Arbitration Law Firms of Klayman & Toskes, P.A., www.nasd-law.com, announces an investigation into UBS Financial Services, Inc. (UBS), a wholly owned subsidiary of UBS Group A.G. (NYSE:UBS), for Financial Industry Regulatory Authority (FINRA) sales practice violations related to UBS Exchange Traded Access Securities (ETRACS) whose performance is linked to declining commodity and energy prices. UBS manages ETRACS Exchange-Traded Notes (ETNs), commonly known as structured securities products, to generate greater...
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